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BSA/AML Solutions, Inc. offers its clients the opportunity of having a pre-examination review performed of your institution BEFORE the bank examiners arrive for their BSA/AML examination. If adequate lead-time is provided, any apparent violations might be able to be corrected before your examination begins. Our pre-examination review could alert you to potentially serious problem areas which could lead to substantial penalties being assessed.
We specialize in the following areas:
- BSA/AML Risk Assessments
- OFAC Risk Assessments
- Independent Annual BSA/AML Reviews
- Resolution Provider for:
- Board Resolutions
- Memorandum of Understanding
- Cease and Desist Orders
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- Customer Identification Program (CIP)
- Money Services Business (MSB)
- USA PATRIOT Act
- Policies & Procedures
- 314(a) & (b) Programs
- Anti-Money Laundering & Anti-Terrorist Guidance
- OFAC
- Internal Controls
- Customer Due Diligence (CDD) & Enhanced Customer Due Diligence (ECDD)
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